Neutral
Citation Number: [2006] EWHC 3289
(QB)
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Case No:
HQ05X00900 |
IN THE
HIGH COURT OF JUSTICE
QUEENS
BENCH DIVISION |
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Royal Courts of
Justice
Strand, London, WC2A 2LL
Date: 21/12/2006 |
Before:
THE
HON. MR JUSTICE EADY
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Between:
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Andrew Wakefield
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Claimant
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Channel Four
Television Corporation
Twenty Twenty Productions Ltd
Brian Deer
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Defendants |
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Desmond
Browne QC and Jonathan Barnes
(instructed by RadcliffesLeBrasseur)
for the Claimant
Adrienne Page QC, Matthew Nicklin
and Jacob Dean (instructed by Wiggin
LLP) for the Defendants
Timothy Dutton QC
(instructed by Field Fisher
Waterhouse) for the GMC
Hearing dates: 29th
November 2006
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Approved Judgment
I direct that
pursuant to CPR PD 39A para 6.1 no
official shorthand note shall be taken of
this
Judgment and that copies of this version
as handed down may be treated as
authentic.
.............................
THE HON. MR JUSTICE
EADY
The Hon. Mr Justice Eady :
1. There is now before the
court an application by the Defendants,
made on 19 October 2006, to enable them
to inspect documents in the Claimant's
hands which had been served upon him by
the General Medical Council ('GMC')
during the course of an investigation
into his conduct. The GMC is not a party
to this litigation but has attended,
through Mr Dutton QC, to oppose the
application. On this aspect of the case,
the Claimant's stance has been neutral.
He has disclosed the documents in
question in accordance with his
obligations, as he perceives them to be,
under CPR 31.6 and will permit inspection
if so ordered. I should add, without
identifying her, that a parent came along
to urge upon me in brief oral submissions
the importance of confidentiality in
relation to the records of hers and other
children. I naturally take that fully
into account.
2. The background to the
litigation is the long standing
controversy surrounding the MMR vaccine.
The Claimant is a gastroenterologist. The
first Defendant ('Channel 4') is a
broadcasting corporation, which broadcast
on 18 November 2004 a programme which
forms the subject-matter of these
proceedings, and which was produced by
the second Defendant and presented by the
third Defendant ('Mr Deer'). Serious
criticisms were made of the Claimant in
the course of the programme and these
proceedings were commenced on 31 March
2005. The Defendants are seeking to
justify the allegations in their defence
served on 10 October 2005 and have
pleaded the following Lucas-Box meanings,
namely that the Claimant:
i) had dishonestly and
irresponsibly spread fear that the
MMR vaccine might cause autism in
some children, even though he knew
that his own laboratory's tests
dramatically contradicted his claims
and he knew or ought to have known
that there was absolutely no
scientific basis at all for his
belief that MMR should be broken up
into single vaccines;
ii) in spreading such
fear, also acted dishonestly and
irresponsibly, by repeatedly failing
to disclose conflicts of interest
and/or material information,
including his association with
contemplated litigation against the
manufacturers of MMR and his
application for a patent for a
vaccine for measles which, if
effective, and if the MMR vaccine had
been undermined and/or withdrawn on
safety grounds, would have been
commercially very valuable;
iii) caused medical
colleagues serious unease by carrying
out research tests on vulnerable
children outside the terms or in
breach of the permission given by an
ethics committee, in particular by
subjecting those children to highly
invasive and sometimes distressing
clinical procedures and thereby
abusing them;
iv) has been
unremittingly evasive and dishonest
in an effort to cover up his
wrong-doing;
v) has improperly lent
his reputation to the International
Child Development Resource Centre
which exploited very vulnerable
parents by promoting to them
expensive products the efficacy of
which (as he knew or should have
known) had no scientific basis.
There are extensive
particulars of justification running to
some 37 pages, and there is also a
defence of qualified privilege, itself
running to about 52 pages. There is, for
good measure, a defence of fair comment
to address those aspects of the programme
which truly can be classified as comment
rather than factual assertions.
3. Well before the programme
was broadcast Mr Deer had made a
complaint to the GMC about the Claimant.
His communications were made on 25
February, 12 March and 1 July 2004. In
due course, on 27 August of the same
year, the GMC sent the Claimant a letter
notifying him of the information against
him. Although he has not yet been
formally charged with any disciplinary
offence, it seems likely that a hearing
will take place commencing in July 2007
and lasting for many weeks. There are
also GMC proceedings pending in respect
of his colleagues Dr Simon Murch and
Professor John Walker-Smith. There is
considerable overlap between the
subject-matter of the disciplinary
proceedings and the allegations in the
programme and, consequently, with the
issues in these proceedings.
4. On 27 July 2005 Master
Rose ordered that the Claimant serve
particulars of claim by 10 August 2005
and that the defence be served on 26
September of the same year. As I have
already noted, there was a couple of
weeks delay in serving the defence. On 4
November of that year I declined to order,
as the Claimant was seeking, that this
action be stayed until the outcome of the
GMC investigation was known. He was
ordered to serve a reply, which he did on
19 December 2005. At the moment, although
it may no longer be realistic, there is
in place a trial window for
October/November 2007. There is an
outstanding and important question as to
the range and scope of expert evidence
which the parties should be permitted to
serve. It is desirable that this be
resolved as soon as possible.
5. There was a further
hearing before me on 1 November 2006
concerning the Defendants' right to
inspect documents disclosed by the
Claimant containing prima facie
confidential information relating to
various children who had, some years ago,
been the subject of the Claimant's
research. It became necessary for me to
consider the rights of the patients
concerned, some of whom are still minors
and some of whom are adults (albeit not
necessarily in a position to give
meaningful consent themselves), under
Article 8 of the European Convention on
Human Rights and Fundamental Freedoms. I
ruled that it was necessary and
proportionate for the Defendants to
inspect the documents, but put in place a
regime to protect confidentiality which
the parties have carefully developed in
practical terms. I referred on that
occasion to certain paragraphs in the
Claimant's amended reply, because they
illustrated particularly how central the
relevant medical records appeared to be
to the plea of justification.
6. The issue which now
arises may appear in some ways to be
similar, but there is a quite distinct
legal background and public policy
framework.
7. The contentious documents
are to be found in the Claimant's
original list of documents served on 10
March 2006 and in the supplemental list
dated 31 October. The only reason for the
Claimant's declining inspection so far
has been because of objections raised, as
a matter of policy, on behalf of the GMC.
The mechanism by which the issue comes
before me is, as I have said, an
application made on the Defendants'
behalf that inspection be permitted. It
was not the GMC which initiated the
application, as perhaps it might have
been, but it is nevertheless vigorously
opposed and, in particular, on the basis
of evidence from Mr Peter Swain, a senior
employee of the GMC, in the form of a
witness statement dated 27 November 2006.
8. The categories of
documents to which the GMC's objections
relate fall essentially into three
categories:
i) Those disclosed to
the GMC by the Legal Services
Commission;
ii) Witness statements
and exhibits for the disciplinary
proceedings;
iii) Eleven files of
documents disclosed to the GMC by
University College London.
9. The process of disclosure
in the disciplinary proceedings is
continuing and the Defendants, therefore,
seek an order that any further such
documents which Dr Wakefield should
disclose in the libel action pursuant to
CPR 31.6 should also be available to them
for inspection in the usual way.
10. Some of the documents
deriving from the GMC will consist of
material from patients under limited
consents (usually from parents), which
would enable the documents to be used
specifically and only in the course of
the GMC proceedings. Other documents will
have been obtained from third parties
either voluntarily or under the statutory
powers given to the GMC under s.35A of
the Medical Act 1983. Detailed
submissions were made by Mr Dutton in
relation to these provisions and I shall
need to consider those shortly. Before I
do so, however, it is right that I should
make clear the nature of the GMC's
objections as expressed by Mr Swain, who
is currently the Head of Case
Presentation at the GMC and has been in
that post since June 2004. He is
responsible for the preparation and
presentation of cases proceeding through
the GMC's fitness to practise panels
(which were formerly known as
professional conduct committees). One of
the cases for which he is responsible is
that currently pending against Dr
Wakefield. His objections are
encapsulated in the last two paragraphs
of his witness statement, headed
"Conclusions":
"25. The GMC is
concerned that it remains able to
offer assurances to patients as well
as other providers of information
that their information will be used
only for the purposes of fitness to
practise proceedings. Considerable
persuasion is often needed to ensure
that patients (and other
complainants) make and follow through
allegations. If it were not able to
offer protections regarding
confidential information, there would
be a real risk that such people would
not do so. This would not be in the
public interest.
26. Co-operation with
regulators such as the GMC is
essential for the carrying out of
statutory functions. If information
provided to the GMC for its own
fitness to practise proceedings was
even potentially disclosable in
unrelated proceedings, there could
well be a failure of that necessary
co-operation. In my view, if even one
single person is impacted by
information provided to the GMC being
disclosed to the parties, this is
contrary to the public interest. I do
not consider that the interests of
the parties to the libel litigation
in this case outweighs that risk to
the GMC's statutory duties and
functions. Anything which would
jeopardise the co-operation with GMC
proceedings is a threat to the public
interest in those proceedings
continuing".
11. The relevant terms of
s.35A for present purposes are as
follows:
"(1) For the
purpose of assisting the General
Council or any of their committees in
carrying out functions in respect of
professional conduct, professional
performance or fitness to practise, a
person authorised by the Council may
require -
(a) a practitioner
(except the practitioner in
respect of whose professional
conduct, professional performance
or fitness to practise the
information or document is
sought); or
(b) any other
person, who in his opinion is
able to supply information or
produce any document which
appears relevant to the discharge
of any such function, to supply
such information or produce such
a document.
...
(4) Nothing in this
section shall require or permit any
disclosure of information which is
prohibited by or under any other
enactment.
(5) But where
information is held in a form in
which the prohibition operates
because the information is capable of
identifying an individual, the person
referred to in subsection (1) may, in
exercising his functions under that
subsection, require that the
information be put into a form which
is not capable of identifying that
individual.
(6) Subsection (1) shall
not apply in relation to the
supplying of information or the
production of any document which a
person could not be compelled to
supply or produce in civil
proceedings before the court (within
the meaning of section 38)
..."
12. It is important to have
in mind in this context the primary role
of the GMC, as now defined in s.1(1A) of
the statute; namely that "The main
objective of the General Council in
exercising their functions is to protect,
promote and maintain the health and
safety of the public". Against that
background Mr Dutton urges me to have in
mind the following policy considerations:
i) The purpose of the
statutory power under s.35A is to
assist the GMC in performing its
function of regulating the conduct,
professional performance or fitness
to practise of medical practitioners.
ii) It was intended by
the legislature that there should be
no obstacles to the GMC obtaining
disclosure, save for the
circumstances identified in the
statute (and set out above). The
threshold requirements to be
satisfied before a request can be
made are "minimal"; in that
a person authorised by the GMC is
permitted to require information or
documents from a person who, in his
opinion, is able to supply
information or documents that appear
to be relevant to the regulatory
functions of the GMC.
iii) This provision is
to be compared with the requirements
that are specified for orders under
the CPR, which may be thought in some
respects analogous to the s.35A
powers, but which tend to set higher
threshold tests:
a) To obtain a
Norwich Pharmacal order, the
applicant must have a real and
unsatisfied claim against a
wrongdoer who will remain unknown
unless the respondent reveals the
wrongdoer's identity: British
Steel Corporation v Granada
Television [1981] AC 1096;
b) An order for
disclosure of documents by a
non-party under CPR 31.17 may not
be obtained unless, among other
conditions, the documents are
likely to support or adversely
affect the respective cases of
the litigants;
c) The provision
within the CPR that most
resembles s.35A is that under CPR
25.1(1)(g) for an order directing
a party, not necessarily a
potential defendant, to provide
information about the location of
assets which are or may be the
subject of an application for a
freezing injunction;
d) It is to be noted
that even that jurisdiction may
not be used by an applicant to
determine whether or not there
are grounds for subsequently
applying for a freezing
injunction: Parker v C S
Structured Credit Fund Ltd [2003]
EWHC 391 (Ch).
iv) By contrast, it is
clearly not a requirement of s.35A
that it should be used only in
support of an intended prosecution of
a doctor. It may legitimately be used
to investigate whether or not there
are grounds for bringing proceedings.
v) The only permitted
objections to a s.35A request are
that there is a specific statutory
objection to disclosure (see e.g.
s.35A(4) set out above) or that the
request was made in relation to
information or documents "which
a person could not be compelled to
supply or produce in any civil
proceedings before the court".
The latter provision, contained in
s.35A(6), would appear to be
concerned with documents which are
generically protected from disclosure
(e.g. by legal professional
privilege). Conversely, once it is
established that the document is of a
kind that a person could be ordered
to disclose in civil proceedings,
there can be no further objection to
disclosure. Mr Dutton submits that
the words of the section preclude the
ability to withhold documents on
grounds of mere confidentiality, as
opposed to legal privilege.
vi) Pursuant to The
Medical Act 1983 (Amendment) and
Miscellaneous Amendments Order 2006,
the GMC is entitled to seek an order
for production of documents if 14
days have elapsed from service under
s.35A.
13. Mr Dutton also
emphasises that, because of the width of
the power for compulsory disclosure,
there are significant safeguards
attaching to s.35A. In particular, the
wording expressly confines the use for
which the documents may be obtained to
the statutory purposes (i.e. "... of
assisting the General Council ... in
carrying out functions in respect of
professional conduct, professional
performance or fitness to practise
...").
14. Mr Dutton draws an
analogy in this respect with the more
general public policy consideration that
documents obtained by a public authority,
using compulsory powers, should only be
used for the purposes for which those
powers were conferred: see e.g. Marcel v
Commissioner of Police of the Metropolis
[1992] Ch 225 and Alfred Crompton
Amusement Machines Ltd v Customs and
Excise Commissioners (No 2) [1974] AC
405.
15. There is no dispute but
that the GMC should only use documents
obtained for the relevant purpose or
purposes. Clearly, the onward
transmission of such documents to the
Claimant and his advisers for dealing
with the disciplinary issues would fall
within the powers conferred on the GMC.
It is a separate question whether, once
they are in the Claimant's hands, he is
by reason of the statutory framework in
the background precluded or relieved from
complying with his ordinary obligations
of disclosure and inspection in any
relevant litigation.
16. A second issue arises
because, sometimes, the GMC seeks to
obtain disclosure of documents from third
parties without resorting to the
statutory power under s.35A. Attempts are
therefore made to reserve the use of the
statutory power for situations where
documents are sought from public
institutions which are subject to duties
of confidence or perhaps under the data
protection legislation and which might,
therefore, be reluctant to disclose
information in the absence of a statutory
obligation being imposed upon them.
Examples were given of health trusts or
police authorities.
17. In any event, whether
the GMC chooses to go down the statutory
route or the consent route, it apparently
provides written assurances to the
relevant person or organisation to the
effect that the documents will indeed
only be used for the statutory purposes
for which they were requested and,
accordingly, that circulation of the
documents would be correspondingly
restricted. Exhibits to Mr Swain's
witness statement make it clear that the
notices used by the GMC for s.35A
purposes specify that the documents are
relevant to the GMC's professional
conduct functions (indeed, if they were
not so relevant disclosure could not be
compelled). Also, the GMC's standard
consent forms provide an undertaking from
its solicitors that disclosure will only
be used for the purposes of investigating
a doctor's fitness to practise and any
consequent disciplinary hearing.
18. This may be somewhat
misleading (albeit unintentionally),
because if circumstances do arise where
the documents have been disclosed to
someone (e.g. a doctor under
investigation, such as the present
Claimant), in the course of carrying out
GMC functions, and they become properly
disclosable by compulsion under the CPR,
the GMC's undertaking would no longer be
effective. Clearly the GMC cannot
pre-empt the court's function in
determining whether documents should be
disclosed or inspected; nor can it
override a statutory obligation to
disclose the documents or permit
inspection (e.g. under CPR 31.6).
19. It is said that members
of the public and organisations who are
approached on behalf of the GMC "...
must have a degree of trust that the
confidential and sensitive information
provided to the GMC will be used
responsibly and only for the purposes for
which the documents were disclosed if the
GMC is to be assured of the continued
co-operation of the public and other
bodies that is necessary for the proper
performance of its functions". As I
have already pointed out, however, there
may be limits to the degree of assurance
which such persons can truly be given.
20. At all events, it is Mr
Dutton's submission that there is a clear
conflict between the inspection of the
relevant documents which the Defendants
seek and no less than three established
principles of public policy:
i) The documents
obtained using compulsory powers
should be used only for the purposes
for which those powers were conferred
by the legislature;
ii) The documents
disclosed for one purpose should not
be used for another;
iii) That disclosure
should not interfere with the
operations of public investigative
bodies.
21. At the forefront of Mr
Dutton's submissions was the House of
Lords' decision in Taylor v Serious Fraud
Office [1999] 2 AC 177. The particular
context there was whether or not
documents which had been disclosed by the
prosecution in abortive criminal
proceedings could be used to found a
libel action. It was ultimately held that
there was in effect an implied
undertaking not to use them for any
collateral purpose. The matter was
considered by way of analogy with the
traditional implied undertaking, which
operated at common law in relation to
documents disclosed on discovery prior to
the matter being regulated by the
provisions of the CPR.
22. In the Court of Appeal
it had been observed by Otton LJ that he
saw no analogy between the position of
the Crown in a criminal case and that of
a party to civil litigation. He was of
the view that it could not be said that
the Crown would be deterred from
complying with its obligations of
disclosure by concern that the accused
might use the documents for some ulterior
purpose. This reasoning was criticised,
however, in the House of Lords by Lord
Hoffmann at pp. 210-211:
"I am not sure that
it is right to treat the implied
undertaking in civil proceedings
merely as an inducement to a litigant
to disclose documents which he might
otherwise have been inclined to
conceal. I think that it is more a
matter of justice and fairness, to
ensure that his privacy and
confidentiality are not invaded more
than is absolutely necessary for the
purposes of justice. But I readily
accept that these considerations do
not apply to the Crown as prosecutor
with the same force as they apply to
an individual litigant. In the case
of material disclosed by the
prosecution, the main interest in
privacy and confidentiality lies at
one or sometimes two removes: in the
persons who provided the information
and in the persons to whom the
information refers.
Otton LJ said that the
most impressive argument in favour of
an implied undertaking was the need
to protect informers close to
criminals. But in his view sufficient
protection was already provided by
public interest immunity, which
entitled the prosecution to apply for
leave to withhold documents which
would disclose the identity of a
police informer, and by the immunity
from suit accorded to statements made
for the purpose of litigation, which
I shall consider in more detail
later.
In my view, this takes
too narrow a view of the interests
which require protection and too
broad a view of the other rules which
may be available for that purpose.
Many people give assistance to the
police and other investigatory
agencies, either voluntarily or under
compulsion, without coming within the
category of informers whose identity
can be concealed on grounds of public
interest. They will be moved or
obliged to give the information
because they or the law consider that
the interests of justice so require.
They must naturally accept that the
interests of justice may in the end
require the publication of the
information or at any rate its
disclosure to the accused for the
purposes of enabling him to conduct
his defence. But there seems to me no
reason why the law should not
encourage their assistance by
offering them the assurance that,
subject to these overriding
requirements, their privacy and
confidentiality will be
respected".
It was there clearly being
recognised that no absolute assurance
could be given and that there may be
"overriding requirements" that
other considerations be given priority,
but the matter will be determined
ultimately by where "the interests
of justice" lie.
23. Through Mr Dutton the
GMC acknowledged that where undertakings
of confidentiality had been given they
may need to be overridden, although that
is a concession for which Mr Swain's
"conclusions" appear to leave
little room. Here, I am not concerned
with modifying or releasing undertakings
of confidentiality which may have been
given on behalf of the GMC. It seems to
me to be rather a question of whether any
such undertakings may have given a
misleading impression through lack of
qualification or any express
acknowledgment that other overriding
public policy factors may come into play.
Mr Dutton recognises that what is
required is a balancing exercise between
the competing policy considerations, but
he submits that this is a case where the
public interest that litigants be given
access to potentially relevant materials
is outweighed by the damage to the public
interest that would flow from an order
for disclosure or inspection.
24. One background factor
against which the balancing exercise has
to be carried out is that here the
parties seeking inspection (having been
already given disclosure) are not
intending to use the information
contained in the documents to launch
proceedings for defamation. These
Defendants wish to refer to the documents
for the purpose, at least potentially, of
defending themselves against such
proceedings. Through the provisions
relating to standard disclosure, they
would appear to have a prima facie right
to do so. The Claimant is seeking to
vindicate his reputation and, given the
nature of the defences which I have
broadly outlined above, it is inherently
undesirable that the Defendants should be
precluded from access to relevant
information. That is not only a matter of
protecting their own interests and
reputations but also of seeking to
protect the public interest in ensuring,
so far as possible, that claimants in
defamation actions do not obtain
misleading or false vindication of their
reputations. That has a particular
resonance, of course, in a situation
where the Claimant happens to be doctor
whose reputation is being challenged in
litigation in ways which would, if valid,
undermine his integrity and competence.
25. There is also, more
generally, the need for the court to have
regard to the Defendants' rights to a
fair trial in accordance with Article 6
of the European Convention on Human
Rights and Fundamental Freedoms. That is
also an important aspect of public
policy. Against this background, I find
Mr Swain's dismissal of "the
interests of the parties to the libel
litigation" rather sweeping. As Miss
Page has pointed out, if these parallel
and overlapping investigations (before
the GMC and the High Court) proceed on
the basis of different materials, there
is the possibility of inconsistent
outcomes. That would tend towards
confusion, and would hardly serve the
public interest.
26. Another factor which it
is important to bear in mind is that it
is no part of the Defendants' purpose to
reveal any of the confidential
information which is contained in the
documents in question. They fully accept
that provisions must be put in place to
ensure that confidentiality is protected,
as has already happened in relation to
the documents upon which I ruled on 1
November 2006.
27. Where a litigant wishes
to use a disclosed document for the
purpose of launching libel proceedings,
because it contains defamatory words
which will form the cause of action,
inevitably such a document will come into
the public domain at the trial, if not
earlier. Indeed, under recent changes to
the CPR, unless an order is made to the
contrary, the content of the particulars
of claim in a libel action will be
accessible to the media from the outset.
That has no application to the facts of
the present case. There is no reason why
any of the confidential information
contained in these documents should
become public, in the sense that it will
never be necessary for the information to
be linked to any individual patient. The
criticisms levelled at the Claimant can
be made, and indeed answered, without any
need to identify publicly the particular
person(s) concerned.
28. There is at the moment
no evidence as to which documents contain
genuinely confidential information. It is
likely that many do not. From the
schedules prepared for the hearing, it
seems that a significant proportion of
the persons from whom the documents
derive have no objection, or are
indifferent, to their disclosure and
inspection in this litigation.
29. Nevertheless, Mr Dutton
seeks to apply general principles to the
present case in support of his
submissions that inspection should not be
permitted at all. This is without
reference to the content of any
particular documents. His arguments are
generic. There would be no purpose
served, therefore, by my considering any
particular categories of document
individually. He proceeds as follows:
i) The GMC supplied the
documents to the Claimant on the
express basis that they were only to
be used for preparing a defence in
the contemplated disciplinary
proceedings. Accordingly, it is
submitted, an implied duty arose to
treat the documents as confidential
and to use them only for the purposes
of the GMC proceedings. From this it
is said to follow that the Claimant
had no right to permit inspection of
them.
That seems to me to be a
non sequitur, since in general terms
it cannot be said that
confidentiality will of itself
override an obligation to permit
inspection. The obligations relating
to disclosure and inspection arise by
virtue of the CPR. It is true that it
is not always necessary under the CPR
(any more than was the case under the
old Rules of the Supreme Court) to
give disclosure or permit inspection
of documents which are prima facie
relevant. The court may conclude, in
any given case, that disclosure or
inspection is not necessary or
proportionate to the particular
requirements of the litigation. The
mere fact that the documents contain
confidential information, however,
will not be a complete answer.
ii) In the case of a
public authority, such as the Serious
Fraud Office, there will be no
personal interest in the continued
confidentiality of the material and
issues will have to be resolved in
terms of public policy. I naturally
accept this proposition - so far as
it goes.
iii) It has not yet been
determined which of the documents
obtained by the GMC (whether under
s.35A or under the limited consents)
will be used in the disciplinary
process, as no formal charge has yet
been brought. The order the
Defendants seek might well have the
result, therefore, that the documents
would be inspected for the purposes
of this libel litigation before they
come into play for any of the
purposes contemplated by the statute.
Indeed, in some cases, the documents
might never be used for disciplinary
proceedings.
In my judgment, however,
that argument misses the point, since
it is recognised that the threshold
requirements for obtaining documents
under s.35A are relatively low. (Mr
Dutton himself relies on this point.)
The statutory purpose can be
fulfilled by obtaining documents
purely for the purpose of
investigating whether or not there
are grounds for bringing proceedings.
That limited purpose has already been
achieved.
iv) It is said that the
passages from the speech of Lord
Hoffmann are directly in point here
because positive assurances were
given by the GMC that the documents
would only be used for the purposes
of investigating and/or prosecuting
the Claimant.
As I have already said,
however, such assurances may well
have been too sweeping and must be
regarded as subject to the CPR and
their implementation by the court.
v) Mr Dutton submits
that if I order the inspection then
the assurances would be shown to have
been worthless.
They would not be
"worthless", since every
effort would be made to ensure
confidentiality is maintained. If the
assurances were, on the other hand,
over-stated, to that extent they were
inaccurate and certainly cannot bind
the court.
vi) The GMC depends upon
co-operation by the public, the
profession and institutions in the
provision of confidential
information. Such co-operation would
not be forthcoming, or so readily
forthcoming, if assurances could not
be given.
That may be so, but
obviously any such assurance must be
accurate and not over-stated.
Moreover, in cases where co-operation
is not forthcoming in the light of an
accurate assurance, the statutory
powers under s.35A are there in the
background as Parliament intended.
vii) Reliance is placed
on the fact that Mr Swain stated in
his evidence that the ability of the
GMC to perform its public duties may
be endangered. Patients may be
reluctant to make complaints against
doctors, or to support them, if they
have legitimate cause for concern
that their confidential medical
records might be disclosed in
litigation which has no bearing upon
their own welfare or interests. Also,
public bodies or other institutions
with custody of such records might be
inclined to resist requests for
disclosure by the GMC.
As I have said already,
the s.35A powers would be there in
the background, but Mr Swain would
wish to argue that there is a public
interest that the GMC should not be
obliged to utilise the s.35A
procedure and thereby incur costs
which may be unnecessary. While I
accept that consensual disclosure may
be more convenient, and less
expensive, it is only legitimate to
persuade by arguments which are
accurate rather than misleading. It
is not appropriate to give blanket
assurances that the documents will
never be disclosed for other reasons.
As Lord Hoffmann recognised, there
may be "overriding" policy
considerations.
In any event, it should
not be forgotten that the facts of
this case are very unusual. It would
be a mistake to over-estimate the
extent to which the order sought will
have wider ramifications.
30. Finally, Mr Dutton
submits that the Defendants' application
goes too wide in any event. He submits
that it would be too sweeping to order
disclosure of all documents disclosed to
the Claimant by the GMC, in the future,
in addition to those already disclosed in
his two lists. I naturally accept that
only such documents are disclosable as
are relevant to issues in the libel
action, in accordance with the ordinary
principles governing standard disclosure
under the CPR. I do not believe the
Defendants seek anything more.
31. I fully accept also that
inspection should not be ordered of
documents unless it is necessary and
proportionate to the litigation, and that
patient confidentiality is a relevant
factor to take into account in
determining such questions. There is
nothing new about this, as the court was
quite willing to address such issues
under the rules governing High Court
litigation before the CPR came into
effect (cf RSC Ord. 24 r8).
32. I agree that it would
not be appropriate for documents provided
to the GMC to be
"automatically" copied to the
Claimant and, thereafter, to the
Defendants for inspection. As I have made
clear, the usual criteria of relevance
and, ultimately, of necessity and
proportionality must be applied.
33. Mr Dutton argues that
the court should require the Defendants
to issue applications for third party
disclosure against the organisations
identified and the Claimant's list. This
seems to me to be unnecessary, expensive
and disproportionate.
34. What matters is that any
truly confidential material requiring to
be disclosed and inspected should be
subject to an effective and secure
regime, so that the information only
comes into a limited number of hands, as
may be necessary for the proper conduct
of the litigation. There will never be
any need for any patient or parent to be
identified. But, subject to that, the
Defendants are entitled prima facie to
inspect what is disclosed in accordance
with the requirements for standard
disclosure. If there is any particular
document or class of documents which is
truly confidential, it can be the subject
of particular consideration if it is said
that even its inspection is unnecessary
for a fair resolution of the pleaded
issues. But it is not a matter of a
blanket rule.
35. No such application is
before me at the moment and I would hold
that the process of standard disclosure
and inspection should take its course.
Accordingly, I hold that the Defendants
are entitled to the relief they seek.
Other judgments in
Andrew Wakefield v Channel 4 Television
Corporation, Twenty Twenty Productions
Ltd & Brian Deer
4 November 2005. Mr Justice Eady.
Court rejects Wakefield application to
have a stay of proceedings imposed on the
defendants
1 November 2006. Mr Justice Eady.
Court orders Wakefield to produce
unredacted medical records of Lancet MMR
research children
2 January 2007. Andrew Wakefield
files a notice of discontinuance with the
court, and admits liability to pay the
defendants' costs
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