Neutral Citation Number:
[2006] EWHC 3289 (QB)
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Case
No: HQ05X00900 |
IN THE
HIGH COURT OF JUSTICE
QUEENS BENCH
DIVISION |
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Royal
Courts of Justice
Strand, London, WC2A 2LL
Date: 21/12/2006 |
Before:
THE
HON. MR JUSTICE EADY
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Between:
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Andrew
Wakefield
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Claimant
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and -
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Channel
Four Television Corporation
Twenty Twenty Productions Ltd
Brian Deer
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Defendants |
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Desmond Browne QC and
Jonathan Barnes (instructed by RadcliffesLeBrasseur)
for the Claimant
Adrienne Page QC, Matthew Nicklin and
Jacob Dean (instructed by Wiggin
LLP) for the Defendants
Timothy Dutton QC (instructed by
Field Fisher Waterhouse) for the
GMC
Hearing dates: 29th November 2006
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Approved Judgment
I direct that pursuant to CPR PD 39A
para 6.1 no official shorthand note shall be
taken of this
Judgment and that copies of this version as
handed down may be treated as authentic.
.............................
THE HON. MR JUSTICE EADY
The
Hon. Mr Justice Eady :
1.
There is now before the court an application by
the Defendants, made on 19 October 2006, to
enable them to inspect documents in the
Claimant's hands which had been served upon him
by the General Medical Council ('GMC') during the
course of an investigation into his conduct. The
GMC is not a party to this litigation but has
attended, through Mr Dutton QC, to oppose the
application. On this aspect of the case, the
Claimant's stance has been neutral. He has
disclosed the documents in question in accordance
with his obligations, as he perceives them to be,
under CPR 31.6 and will permit inspection if so
ordered. I should add, without identifying her,
that a parent came along to urge upon me in brief
oral submissions the importance of
confidentiality in relation to the records of
hers and other children. I naturally take that
fully into account.
2.
The background to the litigation is the long
standing controversy surrounding the MMR vaccine.
The Claimant is a gastroenterologist. The first
Defendant ('Channel 4') is a broadcasting
corporation, which broadcast on 18 November 2004
a programme which forms the subject-matter of
these proceedings, and which was produced by the
second Defendant and presented by the third
Defendant ('Mr Deer'). Serious criticisms were
made of the Claimant in the course of the
programme and these proceedings were commenced on
31 March 2005. The Defendants are seeking to
justify the allegations in their defence served
on 10 October 2005 and have pleaded the following
Lucas-Box meanings, namely that the Claimant:
i) had dishonestly and
irresponsibly spread fear that the MMR
vaccine might cause autism in some children,
even though he knew that his own laboratory's
tests dramatically contradicted his claims
and he knew or ought to have known that there
was absolutely no scientific basis at all for
his belief that MMR should be broken up into
single vaccines;
ii) in spreading such fear, also
acted dishonestly and irresponsibly, by
repeatedly failing to disclose conflicts of
interest and/or material information,
including his association with contemplated
litigation against the manufacturers of MMR
and his application for a patent for a
vaccine for measles which, if effective, and
if the MMR vaccine had been undermined and/or
withdrawn on safety grounds, would have been
commercially very valuable;
iii) caused medical colleagues
serious unease by carrying out research tests
on vulnerable children outside the terms or
in breach of the permission given by an
ethics committee, in particular by subjecting
those children to highly invasive and
sometimes distressing clinical procedures and
thereby abusing them;
iv) has been unremittingly
evasive and dishonest in an effort to cover
up his wrong-doing;
v) has improperly lent his
reputation to the International Child
Development Resource Centre which exploited
very vulnerable parents by promoting to them
expensive products the efficacy of which (as
he knew or should have known) had no
scientific basis.
There
are extensive particulars of justification
running to some 37 pages, and there is also a
defence of qualified privilege, itself running to
about 52 pages. There is, for good measure, a
defence of fair comment to address those aspects
of the programme which truly can be classified as
comment rather than factual assertions.
3.
Well before the programme was broadcast Mr Deer
had made a complaint to the GMC about the
Claimant. His communications were made on 25
February, 12 March and 1 July 2004. In due
course, on 27 August of the same year, the GMC
sent the Claimant a letter notifying him of the
information against him. Although he has not yet
been formally charged with any disciplinary
offence, it seems likely that a hearing will take
place commencing in July 2007 and lasting for
many weeks. There are also GMC proceedings
pending in respect of his colleagues Dr Simon
Murch and Professor John Walker-Smith. There is
considerable overlap between the subject-matter
of the disciplinary proceedings and the
allegations in the programme and, consequently,
with the issues in these proceedings.
4.
On 27 July 2005 Master Rose ordered that the
Claimant serve particulars of claim by 10 August
2005 and that the defence be served on 26
September of the same year. As I have already
noted, there was a couple of weeks delay in
serving the defence. On 4 November of that year I declined to order, as the
Claimant was seeking, that this action be stayed
until the outcome of the GMC investigation was
known. He was ordered to serve a reply, which he
did on 19 December 2005. At the moment, although
it may no longer be realistic, there is in place
a trial window for October/November 2007. There
is an outstanding and important question as to
the range and scope of expert evidence which the
parties should be permitted to serve. It is
desirable that this be resolved as soon as
possible.
5.
There was a further hearing before me on 1
November 2006 concerning the Defendants' right to
inspect documents disclosed by the Claimant
containing prima facie confidential information
relating to various children who had, some years
ago, been the subject of the Claimant's research.
It became necessary for me to consider the rights
of the patients concerned, some of whom are still
minors and some of whom are adults (albeit not
necessarily in a position to give meaningful
consent themselves), under Article 8 of the
European Convention on Human Rights and
Fundamental Freedoms. I ruled that it was
necessary and proportionate for the Defendants to
inspect the documents, but put in place a regime
to protect confidentiality which the parties have
carefully developed in practical terms. I
referred on that occasion to certain paragraphs
in the Claimant's amended reply, because they
illustrated particularly how central the relevant
medical records appeared to be to the plea of
justification.
6.
The issue which now arises may appear in some
ways to be similar, but there is a quite distinct
legal background and public policy framework.
7.
The contentious documents are to be found in the
Claimant's original list of documents served on
10 March 2006 and in the supplemental list dated
31 October. The only reason for the Claimant's
declining inspection so far has been because of
objections raised, as a matter of policy, on
behalf of the GMC. The mechanism by which the
issue comes before me is, as I have said, an
application made on the Defendants' behalf that
inspection be permitted. It was not the GMC which
initiated the application, as perhaps it might
have been, but it is nevertheless vigorously
opposed and, in particular, on the basis of
evidence from Mr Peter Swain, a senior employee
of the GMC, in the form of a witness statement
dated 27 November 2006.
8.
The categories of documents to which the GMC's
objections relate fall essentially into three
categories:
i) Those disclosed to the GMC by
the Legal Services Commission;
ii) Witness statements and
exhibits for the disciplinary proceedings;
iii) Eleven files of documents
disclosed to the GMC by University College
London.
9.
The process of disclosure in the disciplinary
proceedings is continuing and the Defendants,
therefore, seek an order that any further such
documents which Dr Wakefield should disclose in
the libel action pursuant to CPR 31.6 should also
be available to them for inspection in the usual
way.
10.
Some of the documents deriving from the GMC will
consist of material from patients under limited
consents (usually from parents), which would
enable the documents to be used specifically and
only in the course of the GMC proceedings. Other
documents will have been obtained from third
parties either voluntarily or under the statutory
powers given to the GMC under s.35A of the
Medical Act 1983. Detailed submissions were made
by Mr Dutton in relation to these provisions and
I shall need to consider those shortly. Before I
do so, however, it is right that I should make
clear the nature of the GMC's objections as
expressed by Mr Swain, who is currently the Head
of Case Presentation at the GMC and has been in
that post since June 2004. He is responsible for
the preparation and presentation of cases
proceeding through the GMC's fitness to practise
panels (which were formerly known as professional
conduct committees). One of the cases for which
he is responsible is that currently pending
against Dr Wakefield. His objections are
encapsulated in the last two paragraphs of his
witness statement, headed
"Conclusions":
"25. The GMC is concerned
that it remains able to offer assurances to
patients as well as other providers of
information that their information will be
used only for the purposes of fitness to
practise proceedings. Considerable persuasion
is often needed to ensure that patients (and
other complainants) make and follow through
allegations. If it were not able to offer
protections regarding confidential
information, there would be a real risk that
such people would not do so. This would not
be in the public interest.
26. Co-operation with regulators
such as the GMC is essential for the carrying
out of statutory functions. If information
provided to the GMC for its own fitness to
practise proceedings was even potentially
disclosable in unrelated proceedings, there
could well be a failure of that necessary
co-operation. In my view, if even one single
person is impacted by information provided to
the GMC being disclosed to the parties, this
is contrary to the public interest. I do not
consider that the interests of the parties to
the libel litigation in this case outweighs
that risk to the GMC's statutory duties and
functions. Anything which would jeopardise
the co-operation with GMC proceedings is a
threat to the public interest in those
proceedings continuing".
11.
The relevant terms of s.35A for present purposes
are as follows:
"(1) For the purpose of
assisting the General Council or any of their
committees in carrying out functions in
respect of professional conduct, professional
performance or fitness to practise, a person
authorised by the Council may require -
(a) a practitioner (except
the practitioner in respect of whose
professional conduct, professional
performance or fitness to practise the
information or document is sought); or
(b) any other person, who in
his opinion is able to supply information
or produce any document which appears
relevant to the discharge of any such
function, to supply such information or
produce such a document.
...
(4) Nothing in this section
shall require or permit any disclosure of
information which is prohibited by or under
any other enactment.
(5) But where information is
held in a form in which the prohibition
operates because the information is capable
of identifying an individual, the person
referred to in subsection (1) may, in
exercising his functions under that
subsection, require that the information be
put into a form which is not capable of
identifying that individual.
(6) Subsection (1) shall not
apply in relation to the supplying of
information or the production of any document
which a person could not be compelled to
supply or produce in civil proceedings before
the court (within the meaning of section 38)
..."
12.
It is important to have in mind in this context
the primary role of the GMC, as now defined in
s.1(1A) of the statute; namely that "The
main objective of the General Council in
exercising their functions is to protect, promote
and maintain the health and safety of the
public". Against that background Mr Dutton
urges me to have in mind the following policy
considerations:
i) The purpose of the statutory
power under s.35A is to assist the GMC in
performing its function of regulating the
conduct, professional performance or fitness
to practise of medical practitioners.
ii) It was intended by the
legislature that there should be no obstacles
to the GMC obtaining disclosure, save for the
circumstances identified in the statute (and
set out above). The threshold requirements to
be satisfied before a request can be made are
"minimal"; in that a person
authorised by the GMC is permitted to require
information or documents from a person who,
in his opinion, is able to supply information
or documents that appear to be relevant to
the regulatory functions of the GMC.
iii) This provision is to be
compared with the requirements that are
specified for orders under the CPR, which may
be thought in some respects analogous to the
s.35A powers, but which tend to set higher
threshold tests:
a) To obtain a Norwich
Pharmacal order, the applicant must have
a real and unsatisfied claim against a
wrongdoer who will remain unknown unless
the respondent reveals the wrongdoer's
identity: British Steel Corporation v
Granada Television [1981] AC 1096;
b) An order for disclosure
of documents by a non-party under CPR
31.17 may not be obtained unless, among
other conditions, the documents are
likely to support or adversely affect the
respective cases of the litigants;
c) The provision within the
CPR that most resembles s.35A is that
under CPR 25.1(1)(g) for an order
directing a party, not necessarily a
potential defendant, to provide
information about the location of assets
which are or may be the subject of an
application for a freezing injunction;
d) It is to be noted that
even that jurisdiction may not be used by
an applicant to determine whether or not
there are grounds for subsequently
applying for a freezing injunction:
Parker v C S Structured Credit Fund Ltd
[2003] EWHC 391 (Ch).
iv) By contrast, it is clearly
not a requirement of s.35A that it should be
used only in support of an intended
prosecution of a doctor. It may legitimately
be used to investigate whether or not there
are grounds for bringing proceedings.
v) The only permitted objections
to a s.35A request are that there is a
specific statutory objection to disclosure
(see e.g. s.35A(4) set out above) or that the
request was made in relation to information
or documents "which a person could not
be compelled to supply or produce in any
civil proceedings before the court". The
latter provision, contained in s.35A(6),
would appear to be concerned with documents
which are generically protected from
disclosure (e.g. by legal professional
privilege). Conversely, once it is
established that the document is of a kind
that a person could be ordered to disclose in
civil proceedings, there can be no further
objection to disclosure. Mr Dutton submits
that the words of the section preclude the
ability to withhold documents on grounds of
mere confidentiality, as opposed to legal
privilege.
vi) Pursuant to The Medical Act
1983 (Amendment) and Miscellaneous Amendments
Order 2006, the GMC is entitled to seek an
order for production of documents if 14 days
have elapsed from service under s.35A.
13.
Mr Dutton also emphasises that, because of the
width of the power for compulsory disclosure,
there are significant safeguards attaching to
s.35A. In particular, the wording expressly
confines the use for which the documents may be
obtained to the statutory purposes (i.e.
"... of assisting the General Council ... in
carrying out functions in respect of professional
conduct, professional performance or fitness to
practise ...").
14.
Mr Dutton draws an analogy in this respect with
the more general public policy consideration that
documents obtained by a public authority, using
compulsory powers, should only be used for the
purposes for which those powers were conferred:
see e.g. Marcel v Commissioner of Police of the
Metropolis [1992] Ch 225 and Alfred Crompton
Amusement Machines Ltd v Customs and Excise
Commissioners (No 2) [1974] AC 405.
15.
There is no dispute but that the GMC should only
use documents obtained for the relevant purpose
or purposes. Clearly, the onward transmission of
such documents to the Claimant and his advisers
for dealing with the disciplinary issues would
fall within the powers conferred on the GMC. It
is a separate question whether, once they are in
the Claimant's hands, he is by reason of the
statutory framework in the background precluded
or relieved from complying with his ordinary
obligations of disclosure and inspection in any
relevant litigation.
16.
A second issue arises because, sometimes, the GMC
seeks to obtain disclosure of documents from
third parties without resorting to the statutory
power under s.35A. Attempts are therefore made to
reserve the use of the statutory power for
situations where documents are sought from public
institutions which are subject to duties of
confidence or perhaps under the data protection
legislation and which might, therefore, be
reluctant to disclose information in the absence
of a statutory obligation being imposed upon
them. Examples were given of health trusts or
police authorities.
17.
In any event, whether the GMC chooses to go down
the statutory route or the consent route, it
apparently provides written assurances to the
relevant person or organisation to the effect
that the documents will indeed only be used for
the statutory purposes for which they were
requested and, accordingly, that circulation of
the documents would be correspondingly
restricted. Exhibits to Mr Swain's witness
statement make it clear that the notices used by
the GMC for s.35A purposes specify that the
documents are relevant to the GMC's professional
conduct functions (indeed, if they were not so
relevant disclosure could not be compelled).
Also, the GMC's standard consent forms provide an
undertaking from its solicitors that disclosure
will only be used for the purposes of
investigating a doctor's fitness to practise and
any consequent disciplinary hearing.
18.
This may be somewhat misleading (albeit
unintentionally), because if circumstances do
arise where the documents have been disclosed to
someone (e.g. a doctor under investigation, such
as the present Claimant), in the course of
carrying out GMC functions, and they become
properly disclosable by compulsion under the CPR,
the GMC's undertaking would no longer be
effective. Clearly the GMC cannot pre-empt the
court's function in determining whether documents
should be disclosed or inspected; nor can it
override a statutory obligation to disclose the
documents or permit inspection (e.g. under CPR
31.6).
19.
It is said that members of the public and
organisations who are approached on behalf of the
GMC "... must have a degree of trust that
the confidential and sensitive information
provided to the GMC will be used responsibly and
only for the purposes for which the documents
were disclosed if the GMC is to be assured of the
continued co-operation of the public and other
bodies that is necessary for the proper
performance of its functions". As I have
already pointed out, however, there may be limits
to the degree of assurance which such persons can
truly be given.
20.
At all events, it is Mr Dutton's submission that
there is a clear conflict between the inspection
of the relevant documents which the Defendants
seek and no less than three established
principles of public policy:
i) The documents obtained using
compulsory powers should be used only for the
purposes for which those powers were
conferred by the legislature;
ii) The documents disclosed for
one purpose should not be used for another;
iii) That disclosure should not
interfere with the operations of public
investigative bodies.
21.
At the forefront of Mr Dutton's submissions was
the House of Lords' decision in Taylor v Serious
Fraud Office [1999] 2 AC 177. The particular
context there was whether or not documents which
had been disclosed by the prosecution in abortive
criminal proceedings could be used to found a
libel action. It was ultimately held that there
was in effect an implied undertaking not to use
them for any collateral purpose. The matter was
considered by way of analogy with the traditional
implied undertaking, which operated at common law
in relation to documents disclosed on discovery
prior to the matter being regulated by the
provisions of the CPR.
22.
In the Court of Appeal it had been observed by
Otton LJ that he saw no analogy between the
position of the Crown in a criminal case and that
of a party to civil litigation. He was of the
view that it could not be said that the Crown
would be deterred from complying with its
obligations of disclosure by concern that the
accused might use the documents for some ulterior
purpose. This reasoning was criticised, however,
in the House of Lords by Lord Hoffmann at pp.
210-211:
"I am not sure that it is
right to treat the implied undertaking in
civil proceedings merely as an inducement to
a litigant to disclose documents which he
might otherwise have been inclined to
conceal. I think that it is more a matter of
justice and fairness, to ensure that his
privacy and confidentiality are not invaded
more than is absolutely necessary for the
purposes of justice. But I readily accept
that these considerations do not apply to the
Crown as prosecutor with the same force as
they apply to an individual litigant. In the
case of material disclosed by the
prosecution, the main interest in privacy and
confidentiality lies at one or sometimes two
removes: in the persons who provided the
information and in the persons to whom the
information refers.
Otton LJ said that the most
impressive argument in favour of an implied
undertaking was the need to protect informers
close to criminals. But in his view
sufficient protection was already provided by
public interest immunity, which entitled the
prosecution to apply for leave to withhold
documents which would disclose the identity
of a police informer, and by the immunity
from suit accorded to statements made for the
purpose of litigation, which I shall consider
in more detail later.
In my view, this takes too
narrow a view of the interests which require
protection and too broad a view of the other
rules which may be available for that
purpose. Many people give assistance to the
police and other investigatory agencies,
either voluntarily or under compulsion,
without coming within the category of
informers whose identity can be concealed on
grounds of public interest. They will be
moved or obliged to give the information
because they or the law consider that the
interests of justice so require. They must
naturally accept that the interests of
justice may in the end require the
publication of the information or at any rate
its disclosure to the accused for the
purposes of enabling him to conduct his
defence. But there seems to me no reason why
the law should not encourage their assistance
by offering them the assurance that, subject
to these overriding requirements, their
privacy and confidentiality will be
respected".
It
was there clearly being recognised that no
absolute assurance could be given and that there
may be "overriding requirements" that
other considerations be given priority, but the
matter will be determined ultimately by where
"the interests of justice" lie.
23.
Through Mr Dutton the GMC acknowledged that where
undertakings of confidentiality had been given
they may need to be overridden, although that is
a concession for which Mr Swain's
"conclusions" appear to leave little
room. Here, I am not concerned with modifying or
releasing undertakings of confidentiality which
may have been given on behalf of the GMC. It
seems to me to be rather a question of whether
any such undertakings may have given a misleading
impression through lack of qualification or any
express acknowledgment that other overriding
public policy factors may come into play. Mr
Dutton recognises that what is required is a
balancing exercise between the competing policy
considerations, but he submits that this is a
case where the public interest that litigants be
given access to potentially relevant materials is
outweighed by the damage to the public interest
that would flow from an order for disclosure or
inspection.
24.
One background factor against which the balancing
exercise has to be carried out is that here the
parties seeking inspection (having been already
given disclosure) are not intending to use the
information contained in the documents to launch
proceedings for defamation. These Defendants wish
to refer to the documents for the purpose, at
least potentially, of defending themselves
against such proceedings. Through the provisions
relating to standard disclosure, they would
appear to have a prima facie right to do so. The
Claimant is seeking to vindicate his reputation
and, given the nature of the defences which I
have broadly outlined above, it is inherently
undesirable that the Defendants should be
precluded from access to relevant information.
That is not only a matter of protecting their own
interests and reputations but also of seeking to
protect the public interest in ensuring, so far
as possible, that claimants in defamation actions
do not obtain misleading or false vindication of
their reputations. That has a particular
resonance, of course, in a situation where the
Claimant happens to be doctor whose reputation is
being challenged in litigation in ways which
would, if valid, undermine his integrity and
competence.
25.
There is also, more generally, the need for the
court to have regard to the Defendants' rights to
a fair trial in accordance with Article 6 of the
European Convention on Human Rights and
Fundamental Freedoms. That is also an important
aspect of public policy. Against this background,
I find Mr Swain's dismissal of "the
interests of the parties to the libel
litigation" rather sweeping. As Miss Page
has pointed out, if these parallel and
overlapping investigations (before the GMC and
the High Court) proceed on the basis of different
materials, there is the possibility of
inconsistent outcomes. That would tend towards
confusion, and would hardly serve the public
interest.
26.
Another factor which it is important to bear in
mind is that it is no part of the Defendants'
purpose to reveal any of the confidential
information which is contained in the documents
in question. They fully accept that provisions
must be put in place to ensure that
confidentiality is protected, as has already
happened in relation to the documents upon which
I ruled on 1 November 2006.
27.
Where a litigant wishes to use a disclosed
document for the purpose of launching libel
proceedings, because it contains defamatory words
which will form the cause of action, inevitably
such a document will come into the public domain
at the trial, if not earlier. Indeed, under
recent changes to the CPR, unless an order is
made to the contrary, the content of the
particulars of claim in a libel action will be
accessible to the media from the outset. That has
no application to the facts of the present case.
There is no reason why any of the confidential
information contained in these documents should
become public, in the sense that it will never be
necessary for the information to be linked to any
individual patient. The criticisms levelled at
the Claimant can be made, and indeed answered,
without any need to identify publicly the
particular person(s) concerned.
28.
There is at the moment no evidence as to which
documents contain genuinely confidential
information. It is likely that many do not. From
the schedules prepared for the hearing, it seems
that a significant proportion of the persons from
whom the documents derive have no objection, or
are indifferent, to their disclosure and
inspection in this litigation.
29.
Nevertheless, Mr Dutton seeks to apply general
principles to the present case in support of his
submissions that inspection should not be
permitted at all. This is without reference to
the content of any particular documents. His
arguments are generic. There would be no purpose
served, therefore, by my considering any
particular categories of document individually.
He proceeds as follows:
i) The GMC supplied the
documents to the Claimant on the express
basis that they were only to be used for
preparing a defence in the contemplated
disciplinary proceedings. Accordingly, it is
submitted, an implied duty arose to treat the
documents as confidential and to use them
only for the purposes of the GMC proceedings.
From this it is said to follow that the
Claimant had no right to permit inspection of
them.
That seems to me to be a non
sequitur, since in general terms it cannot be
said that confidentiality will of itself
override an obligation to permit inspection.
The obligations relating to disclosure and
inspection arise by virtue of the CPR. It is
true that it is not always necessary under
the CPR (any more than was the case under the
old Rules of the Supreme Court) to give
disclosure or permit inspection of documents
which are prima facie relevant. The court may
conclude, in any given case, that disclosure
or inspection is not necessary or
proportionate to the particular requirements
of the litigation. The mere fact that the
documents contain confidential information,
however, will not be a complete answer.
ii) In the case of a public
authority, such as the Serious Fraud Office,
there will be no personal interest in the
continued confidentiality of the material and
issues will have to be resolved in terms of
public policy. I naturally accept this
proposition - so far as it goes.
iii) It has not yet been
determined which of the documents obtained by
the GMC (whether under s.35A or under the
limited consents) will be used in the
disciplinary process, as no formal charge has
yet been brought. The order the Defendants
seek might well have the result, therefore,
that the documents would be inspected for the
purposes of this libel litigation before they
come into play for any of the purposes
contemplated by the statute. Indeed, in some
cases, the documents might never be used for
disciplinary proceedings.
In my judgment, however, that
argument misses the point, since it is
recognised that the threshold requirements
for obtaining documents under s.35A are
relatively low. (Mr Dutton himself relies on
this point.) The statutory purpose can be
fulfilled by obtaining documents purely for
the purpose of investigating whether or not
there are grounds for bringing proceedings.
That limited purpose has already been
achieved.
iv) It is said that the passages
from the speech of Lord Hoffmann are directly
in point here because positive assurances
were given by the GMC that the documents
would only be used for the purposes of
investigating and/or prosecuting the
Claimant.
As I have already said, however,
such assurances may well have been too
sweeping and must be regarded as subject to
the CPR and their implementation by the
court.
v) Mr Dutton submits that if I
order the inspection then the assurances
would be shown to have been worthless.
They would not be
"worthless", since every effort
would be made to ensure confidentiality is
maintained. If the assurances were, on the
other hand, over-stated, to that extent they
were inaccurate and certainly cannot bind the
court.
vi) The GMC depends upon
co-operation by the public, the profession
and institutions in the provision of
confidential information. Such co-operation
would not be forthcoming, or so readily
forthcoming, if assurances could not be
given.
That may be so, but obviously
any such assurance must be accurate and not
over-stated. Moreover, in cases where
co-operation is not forthcoming in the light
of an accurate assurance, the statutory
powers under s.35A are there in the
background as Parliament intended.
vii) Reliance is placed on the
fact that Mr Swain stated in his evidence
that the ability of the GMC to perform its
public duties may be endangered. Patients may
be reluctant to make complaints against
doctors, or to support them, if they have
legitimate cause for concern that their
confidential medical records might be
disclosed in litigation which has no bearing
upon their own welfare or interests. Also,
public bodies or other institutions with
custody of such records might be inclined to
resist requests for disclosure by the GMC.
As I have said already, the
s.35A powers would be there in the
background, but Mr Swain would wish to argue
that there is a public interest that the GMC
should not be obliged to utilise the s.35A
procedure and thereby incur costs which may
be unnecessary. While I accept that
consensual disclosure may be more convenient,
and less expensive, it is only legitimate to
persuade by arguments which are accurate
rather than misleading. It is not appropriate
to give blanket assurances that the documents
will never be disclosed for other reasons. As
Lord Hoffmann recognised, there may be
"overriding" policy considerations.
In any event, it should not be
forgotten that the facts of this case are
very unusual. It would be a mistake to
over-estimate the extent to which the order
sought will have wider ramifications.
30.
Finally, Mr Dutton submits that the Defendants'
application goes too wide in any event. He
submits that it would be too sweeping to order
disclosure of all documents disclosed to the
Claimant by the GMC, in the future, in addition
to those already disclosed in his two lists. I
naturally accept that only such documents are
disclosable as are relevant to issues in the
libel action, in accordance with the ordinary
principles governing standard disclosure under
the CPR. I do not believe the Defendants seek
anything more.
31.
I fully accept also that inspection should not be
ordered of documents unless it is necessary and
proportionate to the litigation, and that patient
confidentiality is a relevant factor to take into
account in determining such questions. There is
nothing new about this, as the court was quite
willing to address such issues under the rules
governing High Court litigation before the CPR
came into effect (cf RSC Ord. 24 r8).
32.
I agree that it would not be appropriate for
documents provided to the GMC to be
"automatically" copied to the Claimant
and, thereafter, to the Defendants for
inspection. As I have made clear, the usual
criteria of relevance and, ultimately, of
necessity and proportionality must be applied.
33.
Mr Dutton argues that the court should require
the Defendants to issue applications for third
party disclosure against the organisations
identified and the Claimant's list. This seems to
me to be unnecessary, expensive and
disproportionate.
34.
What matters is that any truly confidential
material requiring to be disclosed and inspected
should be subject to an effective and secure
regime, so that the information only comes into a
limited number of hands, as may be necessary for
the proper conduct of the litigation. There will
never be any need for any patient or parent to be
identified. But, subject to that, the Defendants
are entitled prima facie to inspect what is
disclosed in accordance with the requirements for
standard disclosure. If there is any particular
document or class of documents which is truly
confidential, it can be the subject of particular
consideration if it is said that even its
inspection is unnecessary for a fair resolution
of the pleaded issues. But it is not a matter of
a blanket rule.
35.
No such application is before me at the moment
and I would hold that the process of standard
disclosure and inspection should take its course.
Accordingly, I hold that the Defendants are
entitled to the relief they seek.
Other
judgments in Andrew Wakefield v Channel 4
Television Corporation, Twenty Twenty Productions
Ltd & Brian Deer
4 November 2005. Mr Justice Eady. Court
rejects Wakefield application to have a stay of
proceedings imposed on the defendants
1 November 2006. Mr Justice Eady. Court
orders Wakefield to produce unredacted medical
records of Lancet MMR research children
2 January 2007. Andrew Wakefield files a
notice of discontinuance with the court, and
admits liability to pay the defendants' costs
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